We will strictly observe applicable laws, related regulations and following our policy when we solicit financial products.
1.We will endeavor to solicit investments appropriately by fully understanding the customers’ knowledge of financial products, experience and purpose of investment and financial condition. Also we will endeavor to give adequate and appropriate explanations to have customer understand material matters, such as details of financial instruments and risk, to enable customers to make their own decisions and responsibility.
2.We will not solicit financial products improperly by offering customers subjective or arbitrary information. In compliance with the suitability rule, we may not accept customer’s orders.
We will not solicit through telephone or visit during hours customers feel disturbance.
3.Adequate training should be provided to every director and employee to acquire professional skills so that we could provide an appropriate investment solicitation.
Mitsubishi UFJ Morgan Stanley Securities will accept any inquiries with transactions through Customer Services Division (toll free:0120-132349) or Home Page (https://www.sc.mufg.jp), or (https://www.mumss.com)